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Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Find registration statements, periodic reports, and other forms by typing the name or ticker symbol of a company (CIK lookup info) (confidential treatment orders) (SEC correspondence with issuers) Some specific ways to access filings based on time, type, or other categories. Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week.

Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to... We work together to make a positive impact on America’s economy, our capital markets, and people’s lives. The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings. At Investor.gov, the SEC provides investors with the resources to make informed investment decisions. Forms 144 from the last 90 days filed in paper are available for public review on Wednesdays from 10am-3:30pm.

Visitors are requested to contact Library@sec.gov before they come in to ensure that the materials they are looking for are available. All other records, including public comments received on rulemakings are available for review on the Commission’s website at http://www.sec.gov. Instructions for accessing, or requesting access to, all other records can be found below. If you have questions and inquiries relating to the SEC, to federal securities laws or investments, your inquiry should be submitted via this Questions and Feedback form. Click here for Fast Answers. Information about contacting the SEC can be found here.

For any complaint relating to your investment or investment professional, you can submit your complaint with our Complaint form. See our Investor Bulletin to learn more about investor complaints. The SEC database for company filings, which includes quarterly and annual reports, registration statements for IPOs and other offerings, insider trading reports, and proxy materials, can be obtained in electronic form by using the... You can learn more about using EDGAR here. Due to aggressive automated scraping of FederalRegister.gov and eCFR.gov, programmatic access to these sites is limited to access to our extensive developer APIs. If you are human user receiving this message, we can add your IP address to a set of IPs that can access FederalRegister.gov & eCFR.gov; complete the CAPTCHA (bot test) below and click "Request...

This process will be necessary for each IP address you wish to access the site from, requests are valid for approximately one quarter (three months) after which the process may need to be repeated. An official website of the United States government. If you want to request a wider IP range, first request access for your current IP, and then use the "Site Feedback" button found in the lower left-hand side to make the request. David is comprehensively experienced in many facets of financial and legal research and publishing. As an Investopedia fact checker since 2020, he has validated over 1,100 articles on a wide range of financial and investment topics. The Securities and Exchange Commission (SEC) requires public companies, certain company insiders, and broker-dealers to file periodic financial statements and other disclosures.

Finance professionals and investors rely on SEC filings to make informed decisions when evaluating whether to invest in a company. Key forms include 10-K, 10-Q, and 8-K, and SEC filings can be accessed for free at EDGAR, the commission's online database. The SEC was created through the Securities Exchange Act of 1934, which was signed into law by President Franklin D. Roosevelt. The act was intended to help restore investor confidence following the stock market crash of 1929. The SEC is an independent government agency tasked with protecting investors, maintaining a fair and orderly market, and facilitating capital formation.

The SEC selectively reviews the information it receives to monitor and enhance compliance. Investors study these filings to form a view of a company's performance and activities. Here are some of the most common forms that companies are required to submit to the SEC. Understanding how to read SEC filings can be beneficial to investors as they perform their due diligence. In this article, we’ll discuss these filings in greater detail. Registration statements provide information about the securities being offered by a company as well as its financial condition.

A company preparing to offer securities to the public will file a Form S-1 registration statement with the SEC. The statement consists of two parts: Please visit https://www.sec.gov/edgar/sec-api-documentation for documentation. More developer resources and Fair Access guidelines can be found at https://www.sec.gov/developer. This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.

Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page). This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage.

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