Sec Gov Home

Bonisiwe Shabane

-Oct 27, 2025, 1:19 AM

Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to... We work together to make a positive impact on America’s economy, our capital markets, and people’s lives. The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings. At Investor.gov, the SEC provides investors with the resources to make informed investment decisions. The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent...

Why this is the official SEC support site: • This website uses a secure .gov domain, indicating it's an official U.S. government organization • All communications are encrypted and secure • Direct integration with official SEC databases and systems • Staffed by certified SEC representatives and compliance experts

The United States Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929.[2][3][4] Its primary purpose is to... Created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act), the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940,... The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.[8] To achieve its mandate, the SEC enforces the statutory requirement that public companies and other regulated entities submit quarterly and annual reports, as well as other periodic disclosures. In addition to annual financial reports, company executives must provide a narrative account, called the "management discussion and analysis" (MD&A), that outlines the previous year of operations and explains how the company fared in...

MD&A usually addresses the upcoming year, outlining future goals and approaches to new projects. Quarterly and semiannual reports from public companies are crucial for investors to make sound decisions when investing in capital markets. Unlike banking, investment in capital markets is not guaranteed by the federal government. The potential for large gains needs to be weighed against that of sizable losses. Mandatory disclosure of financial and other information about the issuer and the security itself gives private individuals as well as large institutions the same fundamental facts about the public companies they invest in, thereby... Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

Find registration statements, periodic reports, and other forms by typing the name or ticker symbol of a company (CIK lookup info) (confidential treatment orders) (SEC correspondence with issuers) Some specific ways to access filings based on time, type, or other categories. Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week. Learn why it is a good idea to periodically check on your investment portfolio to see if any rebalancing needs to be done.

Beware of Communications Falsely Appearing to Come from the SEC If you have been contacted by the SEC, confirm that the communication is authentic by contacting SEC staff directly. Ask a question or report a problem concerning your investments, your investment account or a financial professional. Learning how scams work can help you protect your money. Be wary of investment opportunities that you didn’t seek out. Watch out for these red flags:

The SEC’s Office of Investor Education and Assistance (OIEA) provides a variety of services and tools to address the problems and questions you may face as an investor. We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. Scammers may use a variety of techniques to convince you to hand over your hard-earned money. They may target you through social media, investment-related group chats, or unsolicited texts. If you suspect you may be caught up in one of these scams, stop communicating with the individuals immediately, and do not give them any more money. For more information about common scams, visit Investor.gov/scams.

- Use our online forms to ask a question or report a problem concerning your investments U.S. Securities and Exchange CommissionOffice of Investor Education and Assistance100 F Street, NEWashington, DC 20549-0213 The SEC’s Office of Investor Education and Assistance provides a variety of services and tools to address the problems and questions you may face as an investor. We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. U.S.

Securities and Exchange CommissionOffice of Investor Education and Assistance100 F Street, NEWashington, DC 20549-0213Telephone: (800) 732-0330Fax: (202) 772-9295Email: help@sec.govWebsite: www.Investor.gov Contact Information for SEC Headquarters and Regional Offices Ask a question or report a problem concerning your investments, your investment account or a financial professional U.S. Securities and Exchange Commission Freedom of Information Act Public Access Website The SEC uses Login.gov Identity Assurance Level 2 (IAL2) user profiles to provide requesters access to their Public Access Link (PAL).

To sign in with an existing Login.gov account select Login (Top right). To create a new Login.gov account to access PAL, click Login (top right corner) and you will be redirected to Login.gov and select "Create an Account". If your existing Login.gov account is not IAL2, you will be prompted to provide the required information to update your profile before gaining access to the PAL This portal allows members of the public to access frequently requested records, submit a FOIA request, and check the status of their outstanding request(s). The primary mission of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC also oversees other key participants in the securities world, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies.

The Commission is principally concerned with promoting disclosure of important information, enforcing the securities laws, and protecting investors who interact with these various organizations and individuals. The Securities and Exchange Commission (SEC) maintains public and non-public records, such as:

Sec Gov Home

People Also Search

Founded To Help Our Country Respond To The Great Depression,

Why This Is The Official SEC Support Site: • This

The United States Securities And Exchange Commission (SEC) Is An

MD&A Usually Addresses The Upcoming Year, Outlining Future Goals And

Find Registration Statements, Periodic Reports, And Other Forms By Typing