Forms Index Sec Gov

Bonisiwe Shabane

-Nov 5, 2025, 2:04 AM

This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page). This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage. Receive free email alerts on any filing made to the SEC

SEC Forms are available for free on SEC.gov. Subscription databases like Lexis and Westlaw may also include SEC forms. A selection of these resources is listed below. For information about searching SEC Filings, see the SEC Company Filings page of this guide. SEC.gov - Forms List U.S. Security and Exchange Commission Includes SEC public forms and many of the rules, regulations, and schedules associated with these forms.

Does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G. Securities Act Forms U.S. Security and Exchange Commission Exchange Act Forms U.S. Security and Exchange Commission Forms 144 from the last 90 days filed in paper are available for public review on Wednesdays from 10am-3:30pm.

Visitors are requested to contact Library@sec.gov before they come in to ensure that the materials they are looking for are available. All other records, including public comments received on rulemakings are available for review on the Commission’s website at http://www.sec.gov. Instructions for accessing, or requesting access to, all other records can be found below. If you have questions and inquiries relating to the SEC, to federal securities laws or investments, your inquiry should be submitted via this Questions and Feedback form. Click here for Fast Answers. Information about contacting the SEC can be found here.

For any complaint relating to your investment or investment professional, you can submit your complaint with our Complaint form. See our Investor Bulletin to learn more about investor complaints. The SEC database for company filings, which includes quarterly and annual reports, registration statements for IPOs and other offerings, insider trading reports, and proxy materials, can be obtained in electronic form by using the... You can learn more about using EDGAR here. The following is a list of the 490 most common SEC EDGAR form types with their respective descriptions and filing exhibits, covering over 800,000 EDGAR filers from 1993 to the present. Common EDGAR form types with their respective descriptions

All EDGAR filings from 1993 to present can be searched using any of the following form types. Examples of various filing type searches are available in the sandbox. Common EDGAR filing exhibits with their respective descriptions and form types The following table lists all exhibits of the most common EDGAR filing types, such as Form 10-K, 10-Q, S-1, etc. The exhibit identifiers can be used in combination with the filing search capabilities of the Query API to find filings that include specific exhibits. David is comprehensively experienced in many facets of financial and legal research and publishing.

As an Investopedia fact checker since 2020, he has validated over 1,100 articles on a wide range of financial and investment topics. The Securities and Exchange Commission (SEC) requires public companies, certain company insiders, and broker-dealers to file periodic financial statements and other disclosures. Finance professionals and investors rely on SEC filings to make informed decisions when evaluating whether to invest in a company. Key forms include 10-K, 10-Q, and 8-K, and SEC filings can be accessed for free at EDGAR, the commission's online database. The SEC was created through the Securities Exchange Act of 1934, which was signed into law by President Franklin D. Roosevelt.

The act was intended to help restore investor confidence following the stock market crash of 1929. The SEC is an independent government agency tasked with protecting investors, maintaining a fair and orderly market, and facilitating capital formation. The SEC selectively reviews the information it receives to monitor and enhance compliance. Investors study these filings to form a view of a company's performance and activities. Here are some of the most common forms that companies are required to submit to the SEC. Understanding how to read SEC filings can be beneficial to investors as they perform their due diligence.

In this article, we’ll discuss these filings in greater detail. Registration statements provide information about the securities being offered by a company as well as its financial condition. A company preparing to offer securities to the public will file a Form S-1 registration statement with the SEC. The statement consists of two parts: SEC filings contain useful information about public companies and their finances. Public companies must follow the SEC's disclosure requirements to be listed on major U.S.

stock exchanges. The Securities Act of 1933 (Securities Act) requires investors to receive financial and other information about securities offered for public sale, which is intended to prevent misrepresentations and fraud in the sale of securities. The Securities Exchange Act of 1934 (Exchange Act) created the Securities and Exchange Commission and provided the SEC with the power to regulate and oversee the securities industry. Regulation S-K sets out the reporting requirements for SEC filings under both acts. Some of the most common types of SEC filings include: A comprehensive list of SEC forms can be found in the Index to Forms on the SEC website.

Filings are available for searching on the SEC's official EDGAR website. Paid resources, such as Westlaw, Lexis, and Bloomberg, provide alternate tools to search EDGAR filings. EDGAR (Electronic Data Gathering, Analysis, and Retrieval system) provides free access to corporate information and SEC filings from 1994 to the present. Companies are required to file registration statements, periodic reports, and other SEC forms through EDGAR. This section provides an overview of the options available for conducting searches on EDGAR.

Forms Index Sec Gov

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This Page Provides Links To PDF Versions Of SEC Public

SEC Forms Are Available For Free On SEC.gov. Subscription Databases

Does Not Include Schedules And Certain Other Non-Form Submissions That

Visitors Are Requested To Contact Library@sec.gov Before They Come In

For Any Complaint Relating To Your Investment Or Investment Professional,