Sec Form Browser Fintel

You may create and transmit an online form in XML format using the EDGAR Online Forms Management website. EDGAR Online Forms Management facilitates filers’ assembly and submission of XML filings. To create and transmit an online form in XML format using the EDGAR Online Forms Management website: When you create an online form on the EDGAR Online Forms Management website, the preparation and transmission processes are combined in a single browser session. You must transmit your online submissions after you prepare them on the website. The EDGAR Online Forms Management website will guide you through the process of transmission.

Review and ensure the data you have entered is correct before you submit the form. Filer-constructed submissions are forms that filers prepare on their own outside of EDGAR and without the use of the EDGAR Online Forms Management website. Human compliance professionals need tools that allow them to understand their FI’s potential exposure to illicit activity, and there is no better way to do that than through communicating with counterparts. No more trying to figure things out with your own FI’s data and a few Google searches. FIs need to be able to generate sharing requests and professionally process replies quickly. No more manually preparing requests and waiting weeks for an answer.

Regulators are urgently calling for new ways to combat financial crime and improve existing processes. No more antiquated PDF forms and email for 314(b) information sharing. Ensure the critical collaboration process with other institutions for illegal activities is fast, accurate, and fail-safe with features like message tracking, no-response alerts, message routing, and message triage. Manage all correspondent contacts needed for communications with other institutions regarding illegal activities including those from the FinCEN 314(b) list as well as your firm’s other contacts. Receive free email alerts on any filing made to the SEC Provides full-text search capabilities into the Fintel document repository.

Fintel maintains its own ElasticSearch repository of SEC filings. These documents are indexed in real time as they are submitted to the SEC. The Fintel research platform allows users to perform full text searches on this database. The Document Search API provides programmatic full-text search capability via an API, allowing programmatic full-text search capabilities to organizations without the need to download and maintain a copy of the entire SEC document database. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Find registration statements, periodic reports, and other forms by typing the name or ticker symbol of a company (CIK lookup info) (confidential treatment orders) (SEC correspondence with issuers)

Some specific ways to access filings based on time, type, or other categories. Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week. Google Chrome and Microsoft Edge are the supported browsers for the three EDGAR filing websites (EDGAR Filing Website, EDGAR Filer Management, and EDGAR Online Forms Management). The Safari, Opera, and Firefox browsers are not currently supported.

Your browser must support JavaScript to use EDGAR. If you experience any issues, be sure that JavaScript is enabled. If your browser security settings are set at the highest level, the EDGAR filing websites may not load properly. If you encounter this problem, add the EDGAR filing websites to your browser’s list of trusted sites. If you continue to experience issues, you may need to contact your system administrator for further assistance with internal network and firewall security settings. When you start a new session on EDGAR, make sure the URL is not being autofilled in your browser.

For example, to access the Filer Management website, you must type the standard version of the URL, https://www.filermanagement.edgarfiling.sec.gov NOT https://www.filermanagement.edgarfiling.sec.gov/Welcome/EDGAR...

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