University of Kwazulu-Natal

Bhg 20240101 Sec Gov

Bonisiwe Shabane
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bhg 20240101 sec gov

The SEC Action Lookup feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings. Your search results will only include individuals charged in SEC actions filed between certain dates, as detailed on the SEC Action Lookup webpage. Search results will include individuals against whom a court has entered at judgement or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgement or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgement or order has been issued. When making decisions about investments and investment professionals, you should not solely use this tool.

For other resources and tools, see Information for the Individual Investor or visit Investor.gov. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Find registration statements, periodic reports, and other forms by typing the name or ticker symbol of a company (CIK lookup info) (confidential treatment orders) (SEC correspondence with issuers) Some specific ways to access filings based on time, type, or other categories. Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system.

Also view daily filings by form type within the past week. The EDGAR database provides free public access to corporate information, allowing you to research a public company’s financial information and operations by reviewing the filings the company makes with the SEC. You can also research information provided by mutual funds (including money market funds), exchange-traded funds (ETFs), and variable annuities. In addition to this link, you have two ways of accessing EDGAR from the SEC.gov home page: Form Types EDGAR presents search results in chronological order and identifies the filings by form types, shown in the first column of the search results. For example, the form type for the annual report on Form 10-K filed by domestic public companies is “10-K.”

Filings with “/A” appended to the form type code indicate an amendment. For example, the form type “10-K/A” would indicate an amendment to a Form 10-K filing. This guide describes where you can find certain types of information in common filings by public companies, mutual funds, and ETFs. A more comprehensive list of the types of forms filed on EDGAR can be found at this forms list. Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to... We work together to make a positive impact on America’s economy, our capital markets, and people’s lives.

The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings. At Investor.gov, the SEC provides investors with the resources to make informed investment decisions. The SEC’s EDGAR database provides free public access to corporate information, allowing you to quickly research a company’s financial information and operations by reviewing registration statements, prospectuses and periodic reports filed on Forms 10-K... You also can find information about recent corporate events reported on Form 8-K.

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The SEC Action Lookup Feature Allows You To Look Up

The SEC Action Lookup feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings. Your search results will only include individuals charged in SEC actions filed between certain dates, as detailed on the SEC Action Lookup webpage. Search results will include individuals against whom a co...

For Other Resources And Tools, See Information For The Individual

For other resources and tools, see Information for the Individual Investor or visit Investor.gov. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Find registration statements, periodic reports, and other forms by typing the name or ticker symbol of a company...

Also View Daily Filings By Form Type Within The Past

Also view daily filings by form type within the past week. The EDGAR database provides free public access to corporate information, allowing you to research a public company’s financial information and operations by reviewing the filings the company makes with the SEC. You can also research information provided by mutual funds (including money market funds), exchange-traded funds (ETFs), and varia...

Filings With “/A” Appended To The Form Type Code Indicate

Filings with “/A” appended to the form type code indicate an amendment. For example, the form type “10-K/A” would indicate an amendment to a Form 10-K filing. This guide describes where you can find certain types of information in common filings by public companies, mutual funds, and ETFs. A more comprehensive list of the types of forms filed on EDGAR can be found at this forms list. Founded to he...

The SEC Engages In Rulemaking Through A Transparent Process Guided

The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings. At Investor.gov, the SEC provides investors with the resources to make informed investment decisions. The SEC’s EDGAR database provides free public access to corporate information, allowin...